Without external support from Neil Young, we would not have completed our accreditation on schedule as the process is more intensive than anticipated. Having external assistance preparing our accreditation provided the ideal challenge ahead of the audit, and as a sense check interpreting the standards. We would have no hesitation in using Neil's services again. 
Steve Orton - FSA Manager, Learning & Community Affairs
Coaching for an FSA visit
Objectives
- To understand the supervision approach from the FSA
- To enable individuals to reply to FSA questioning
- To receive expert coaching and feedback
- To ensure FSA receive reassurance in relation to systems and controls
Who should attend
Senior management in the main, but also other individuals identified by the FSA to be interviewed within an ARROW visit.
Summary of content
- Discussion around: Current strategy; Risk and controls; Organisational structure; Corporate Governance
- The supervision approach
- What is competence?
- Replying to FSA questions in a “safe” environment
- Coaching and feedback
- Systems and controls – being able to comply
- TCF
Duration
1 day
