I've known Neil for more than 15 years initially as a colleague, latterly as an account manager and friend. Neil is a real can do person with wide knowledge and experience of the financial services sector. What impresses me most about Neil is that he cares about his customers and once he has taken time to understand their needs, he will move heaven and earth to ensure that he delivers for them 100% of the time. 
Dennis MacDonald, former Head of Training, Yorkshire Building Society
New COB Rules
Objectives
- To understand the scope and practical application of NewCOB rules
- To embed understanding and look at the interpretation of the rules
- To consider how the new rules impact on your business
Who should attend
Individuals engaged in compliance departments, or investment related business.
Summary of content
- NewCOB rules
- How can the rules be applied in practice
- Review client classifications / implementation issues
- Assessing appropriateness
- Financial promotions
- Investment transactions
- Current practice
Duration
2 days
