Now we've had our audit, I thought it would be appropriate to register my thanks for all your help. Your hard work, flexibility and commitment to the cause has been truly commendable and has been extremely important in preparing our submission. I am very grateful for your enthusiasm, patience, knowledge and expertise.

Darren Moxom - FSA Industry Training


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T&C Support

Services include an external review of the effectiveness of T&C arrangements including:

A full gap analysis

  • to see if the business and training department are meeting the  required FSA standards

Reviewing records

  • ensuring they support the achievement and maintenance of competence

How well rules are applied

  • to senior managers and directors particularly approved persons

Reviewing systems and controls in place

  • establishing if the risks of failing to comply are properly managed
 

RDR Retail Distribution Review Training

Financial Services Gap Analysis Tool - produced with REALSENSE Solutions Ltd

Practical support, guidance and workshops to achieve an effective corporate governance framework

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Useful Links to Organisations in the Financial Services Industry
 
Link to the Financial Services Authority Link to the ifs School of Finance Link to the Institute of Financial Planning Link to the Chartered Insurance Institute Link to Securities and Investment Institute Link to Penrose
 
Link to The Building Societies Association Link to The British Bankers' Association Link to The Association of Friendly Societies Link to the Association of Mortgage Intermediaries Link to the Association of Independent financial advisers Link to the Financial Services Skills Council Link to Global Professional Publishing