I have always found that Neil delivers where others flounder.  He does the right things at the right time and I trust his business advice and integrity in all matters.

Alex Alder, Personal Development Team, Aviva.Co.UK


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Training and competence

Objectives

  • To ensure you receive an update of the current FSA thoughts on T&C
  • To understand the potential impact of the Retail Distribution Review
  • To look at TCF within T&C
  • To review senior management competence
  • To look at T&C and an ARROW visit

Who should attend

Individuals responsible for managing T&C, as well as individuals responsible for managing a training function. Also applicable for compliance individuals responsible for monitoring.

Summary of content

  • FSA current attention on T&C – why?
  • The Retail Distribution Review
  • TCF & T&C
  • Supervision
  • An ARROW visit – testing T&C
  • Maintaining competence
  • Risks and controls

Duration

1 day
 

 

RDR Retail Distribution Review Training

Financial Services Gap Analysis Tool - produced with REALSENSE Solutions Ltd

Practical support, guidance and workshops to achieve an effective corporate governance framework

Neil Young's Favourite Places - Click here

Useful Links to Organisations in the Financial Services Industry
 
Link to the Financial Services Authority Link to the ifs School of Finance Link to the Institute of Financial Planning Link to the Chartered Insurance Institute Link to Securities and Investment Institute Link to Penrose
 
Link to The Building Societies Association Link to The British Bankers' Association Link to The Association of Friendly Societies Link to the Association of Mortgage Intermediaries Link to the Association of Independent financial advisers Link to the Financial Services Skills Council Link to Global Professional Publishing